Duo Compliance

Empowering companies with Security and Compliance need

Our personal commitment to your security and compliance goals.

Delivering a high quality value.

Let’s connect!

Our personal commitment to your security and compliance goals.

Delivering a high quality value.

Let’s connect!

About Us

Duo Compliance provides all-in-one security and compliance solutions to meet each client’s needs by engaging highly motivated, experienced consultants with unique backgrounds. Duo Compliance strives to uphold the highest standard of excellent work quality, highest satisfaction, and winning the loyalty of customers. Whether performing security assessments or providing consulting services, we have “one team support all” and a “transparent” mindset striving to provide a positive working relationship with each of our clients throughout the project.

OUR SERVICES

vCOMPLIANCE LEAD

With the purpose of saving client’s cost and time, Duo Compliance offers Virtual Compliance Lead experts having deep technical expertise to achieve compliance needs of small to large Corporation. The vCompliance Lead will act as a main point of contact to address compliance requirements of the Company.

SOC 1 READINESS

A System and organization Controls or SOC 1 (formally known as SSAE16 and then SSAE18) is an audit of service provider’s controls that affects service provider’s client’s internal control(s) over financial reporting. Duo Compliance detailed and comprehensive readiness assessment is designed to assist service providers in assessing controls to prepare for SOC 1 examination. Our team of Certified Public Accountants will identify potential control deficiencies and work through remediation prior to your SOC 1 examination.

SOC 2 READINESS

A System and organization Controls or SOC 2 report attests service provider controls that affect service provider’s client’s operational and non-financial controls related to security, availability, processing integrity, confidentiality, and privacy of the system. Duo Compliance detailed and comprehensive readiness assessment is designed to assist service providers in assessing relevant Trust Service Principles and effectiveness of controls. Our team of Certified Public Accountants will identify potential control deficiencies and work through remediation prior to your SOC 2 examination.

ISO 27001 READINESS

ISO 27001 is the international standard for the Company’s information assets governance. Certification achievement is the Company’s demonstration and commitment to information security to clients and stakeholders. Duo Compliance readiness service provides a comprehensive foundation leading to achieve certification.

ISO 9001 READINESS

ISO 9001 is the international quality management systems standards that help organizations ensure they meet customer and other stakeholders' needs within statutory and regulatory requirements related to products and services. Certification achievement is the Company’s demonstration and commitment to quality management systems to clients and stakeholders. Duo Compliance readiness service provides a comprehensive foundation leading to achieve certification.

SOX 404 COMPLIANCE

Sarbanes-Oxley Compliance (SOX 404) was developed to support accuracy and reliability of financial information of the Company by assessing internal controls over financial reporting (ICFR). Duo Compliance’s methodologies are designed based on the COSO internal control framework, the IT Governance Institute’s COBIT and industry best practices. Working through Company’s process owners, management and external auditors on outsourcing, co-sourcing or consulting needs, Duo Compliance’s team of experts will ensure all compliance initiatives are met with the highest quality.

HEALTHCARE READINESS (HIPAA and HITRUST CSF)

The Health Insurance Portability and Accountability Act of 1996 (HIPAA) is a federal law that mandates companies to establish necessary safeguards in order to safeguard sensitive patient health information. Duo Compliance's team of experts can assist companies in achieving HIPAA compliance by conducting a readiness assessment. This assessment involves identifying any deficiencies in the existing safeguards and collaborating on remediation efforts prior to validating compliance with the required safeguards.

HITRUST CSF is a comprehensive security framework that incorporates elements from various established security frameworks. It enables companies to effectively manage risks and fulfill regulatory compliance obligations. At Duo Compliance, our professionals thoroughly examine the relevant environments to identify any gaps in relation to HITRUST requirements. We then work together on remediation measures to ensure compliance with HITRUST requirements is achieved prior to validation.

RISK ASSESSMENT

Our team of experts will evaluate the current and relevant system/applications across the Company’s compliance requirements. Based on client’s framework need (HIPAA, HITRUST, ISO 27001, ISO 9001, NIST 800-53, Vendors requirements), provide a comprehensive evaluation of Client’s cybersecurity risks (or vendor risk assessment), and work with respective business units to develop plan for effectively manage risks.

INTERNAL AUDIT

Having identified unique internal audit requirements, Duo Compliance’s technical and expert resources will work with Company’s management and external auditors to effectively plan and execute internal audit requirements to achieve Company’s objectives. The wide range of internal audit services include: operational audit, ISO 27001, 27017, 2018, 27701, 9001 audits, information technology audit services, internal controls documentation and testing, process mapping and process review, and quality assurance reviews.